Legal Disclosure Assistant

Job title: Legal Disclosure Assistant

$55000 – 63000 per year

Company: Janus Henderson Investors

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Job description: We are a leading independent global asset manager, dedicated to delivering the best outcomes for our clients through a highly diversified range of actively-managed products. We are truly global, supporting our individual and institutional investors across a range of products, encompassing equities, fixed income, multi-asset and alternatives. Our high-energy and collaborative culture at Janus Henderson helps our client achieve their goals and ensures that our people love the place they work.

The department

The Janus Henderson Investors Legal Organisation enjoys an outstanding reputation for customer focus and impeccable integrity. This role provides a unique opportunity to work with a truly global structure for a company headquartered in London, domiciled in Jersey and dual-listed on NYSE and ASX. The high-performing and well-regarded counsel provides advice on a broad range of public company and corporate issues.

Overview of the role

Responsible for on-going maintenance of fund registrations, preparation of prospectuses, statements of additional information, supplements, and other regulatory filings for Janus Investment Fund (JIF), Janus Aspen Series (JAS), Janus Detroit Street Trust (DST), and Clayton Series Trust (CST). Also responsible for supporting other regulatory filings, and reviewing various financial-related regulatory filings, such as annual and semi-annual shareholder reports, quarterly portfolio holdings reports, and annual proxy voting reports.

Duties and responsibilities

You will:

  • Prepare and review registration statements and ongoing updates for JIF, JAS, DST, and CST.
  • Prepare and review other regulatory filings and legal work related to the U.S. domiciled Trusts (as noted above).
  • Perform legal work related to creation and maintenance of new and existing funds.
  • Collect and coordinate data and comments necessary for such regulatory updates.
  • Assist with coordination of typesetting/editing/printing of documents with internal/external clients and vendors.
  • Prepare regulatory filing packages for submission to the SEC.
  • Maintain regulatory files and production schedules (hardcopy and electronic).
  • Review and coordinate internal and external comments in relation to various financial regulatory filings.
  • Coordinate internal distribution of filings and associated documents.
  • Assist with review and coding invoices for JIF, JAS, DST, and CST.
  • Perform occasional legal research.
  • Carry out additional duties as assigned.

Technical skills and qualifications

  • Intermediate computer skills, including Microsoft Word, Excel, and disclosure management software (ArcProspectus experience strongly considered)
  • Bachelor’s degree required
  • At least one year experience as a 40 Act paralegal or equivalent preferred
  • Experience in the mutual fund/financial services industry as a corporate paralegal preferred
  • Experience with exchange-traded funds (ETFs) strongly considered
  • Paralegal certificate or other legal training experience preferred

Competencies required

In addition to putting clients first, acting like an owner, and succeeding as a team, the competencies for this role include:

  • Strong interpersonal and customer service skills
  • Strong verbal and written communication skills
  • Strong analytical and research skills
  • Strong organizational skills with the ability to prioritize and manage multiple tasks simultaneously
  • Strong attention to detail and accuracy
  • Ability to follow complex instructions and processes
  • Ability to maintain confidentiality
  • Ability to work well in a team-based environment and contribute to team objectives

Ongoing competence in the role to be assessed, in line with applicable regulatory requirements, by:

  • Annual performance appraisal
  • Completion of all assigned compliance training
  • Annual attestation (Knowledge and Competence in-scope roles only)

Compliance requirements

At a minimum the role will require you to:

  • Place the interest of Janus Henderson’s Clients first, act in accordance with TCF (Treating Customers Fairly) principles
  • Understand and follow laws and regulations applicable for your role, seeking the help of your supervising manager or Compliance if additional guidance is required
  • Understand and abide by all Janus Henderson policies applicable to your role, and seek support/guidance of the policy owner guidance when required
  • You are ultimately accountable for your actions and responsible for seeking further information on any or all of the above as necessary.

Compensation Information

The base salary range for this position is $55,000 – $63,000. This range is estimated for this role. Actual pay may be different.


Annual Bonus Opportunity: Position is eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.

Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits. To learn more about our offerings please visit the Why Join Us section on the career page .

Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).

Location: Denver, CO

Job date: Sat, 28 Aug 2021 07:27:00 GMT

Apply for the job now!